OPPORTUNE PARTNERS LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of OPPORTUNE PARTNERS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER** 8-70085 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2022 12/31/2022 FILING FOR THE PERIOD BEGINNING AND ENDING **MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Opportune Partners LLC TYPE OF REGISTRANT (check all applicable boxes): K Broker-dealer Security-based swap dealer Major security-based swap participant **Check here if respondent Is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 711 Louisiana Street, STE 3100 **(No. and Street)** Houston TX 77002 **(City) (State) (Zip Code)** PERSON TO CONTACT WITH REGARD TO THIS FILING Daniel Kohl 713-237-2525 dkohl@opportune.com **(Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Pannell Kerr Forster of Texas P.C. **(Name-if individual, state last, first, and middle name) FOR OFFICIAL USE ONLY** 5847 San Felipe St., STE 2600 Houston TX 77057-3000 **(Address) (City) (State) (Zip Code)** in/1R/2003 342 **(Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** **accountant must be supported by** *a* **statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are to respond tothe collection of Information contained In this form are notrequired torespond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, anie 0 , swear (or affirm) that to the best of my knowledge and belief, the financial report pertaining to the firm of Opportune Partners LLC , as of December 31 <sup>z</sup> <sup>2</sup> 022 ( js true and correct. Ifurther swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ![](_page_1_Picture_…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)