Full text of OPPORTUNE PARTNERS LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C 20549** | REPORTS<br>ANNUAL | |-------------------| | X-17A-5<br>FORM | | III<br>PART | OMBNumber 3235-0123 Expires:Oct.31,2023 Estimated average burden hours per response: <sup>12</sup> | SEC FILE NUMBER | | |-----------------|--| | 8-70085 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** 01/01/2021 <sup>12</sup>/31/2021 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Opportune Partners LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) 711 Louisiana Street, STE 3100 (No. and Street) TX <sup>77002</sup> Houston (City) (Zip Code) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING JamesHanson@opportune.com **(Email Address)** James Hanson 713-237-4827 (Area Code -Telephone Number) (Name) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Pannell Kerr Forster of Texas P.C. **(Name-if individual, state last,first,and middle name)** <sup>5847</sup> San Felipe St., STE <sup>2600</sup> Houston TX <sup>77057</sup>-<sup>3000</sup> (State) (Zip Code) (Address) (City) **10/1fi/<sup>9003</sup>** 342 (Pate of Registration with PCAQB)(if applicable) (PCAQB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information containedin this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB** control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | James Hanson | |--------------| | | I, James Hanson , swear (or affirm) that,to the best of my knowledge and belief, the , as of ,<sup>2</sup> <sup>021</sup> ,is true and correct. <sup>I</sup> further swear (or af…Read the full text as markdown