Full text of H. RIVKIN & CO., INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | SEC FILE NUMBER | |-------|-----------------| | 84344 | | # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | | | |------------------------------------------|--|--|--| MM/DD/YY AND ENDING 12/31/20 MM/DD/YY # A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: H. Rivkin & Company, Inc ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 12 West Delaware Avenue (City) Jeroen Hoevers (No. and Street) (State) New Jersey 08534 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 809-730-4200 (Area Code - Telephone Number) OFFICIAL USE ONLY FIRM I.D. NO. # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # AJSH & Co, LLP Chartered Accountants Pennington | New Delhi | India | 110085 | |-----------|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | "Claims for exemption from the reguirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ # OATH OR AFFIRMATION | Jeroen Hoevers | | swear (or affirm) that, to the best of | |---------------------------|------|-----------------------------------------------------------------------------------------------------------------------| | H. Rivkin & Company, Inc. | | my knowledge and belief the accompanying financial statement and supporting…Read the full text as markdown