Full text of H. RIVKIN & CO., INC.'s X-17A-5/A filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | |------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|----------------------------|--| | | Washington, D.C. 20549 | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER<br>8-44344 | | | | FORM X-17A-5 | | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | filing for the period beginning 01/01/22 | | AND ENDING 12/31/22 | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: H. Rivkin & Company, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Check here if respondent is also an OTC derivatives dealer | E Broker-dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 12 West Delaware Avenue | | | | | | | (No. and Street) | | | | | Pennington | | 08534<br>New Jersey | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeroen Hoevers | 809-730-4200 | | jhoevers@hrivkinco.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Mercurius & Associates LLP | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | A-94/8 Wazirpur Industrial Area Main Ring Road | Delhi | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | 3223<br>(PCAOB Registration Number, if applicable) | 110052 | | | | FOR OFFICIAL USE ONLY | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | swear (or affirm) that, to the best of my knowledge and belief, the<br>Jeroen Hoevers | | | | | | |--------------------…Read the full text as markdown