Full text of H. RIVKIN & CO., INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-44344 | | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | Princeton | New Jersey | | 08540 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jeroen Hoevers | 609-730-4200<br>jhoevers@hrivkinco.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>AJSH & Co, LLP Chartered Accountants | | | | | | (Name - if individual, state last, first, and middle name) | | | | C-71227, Sector-7, Rohini | New Delhi | India | 1110085 | | (Address) | (City) | (State) | (Zip Code) | | | | 3223 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | Jeroen Hoevers | swear (or affirm) that, to the best of my knowledge and belief, the | | | |------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|--|--| | ancial report pertaining to the firm of H. Rivkin & Company, Inc | , as of | | | | 2/31 | 2021 , is true and correct. I further swear (or affirm) that neither the company nor any | | | | | rtner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | that of a customer. | | | | | | Signaturer | | | | | Title:<br>re) (aten | | | | | ANNAROSE SWANHART | | | | otary Public | A Notary Public of New Jersey<br>My Commission Expires 81712023 | | | - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ### H. RIVKIN AND COMPANY, INC. # FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION (OTHER LEGAL AND REGULATORY REQUIREMENTS) December 31, 2021 {3}------------------------------------------------ #### H. RIVKIN AND COMPANY…Read the full text as markdown