Full text of H. RIVKIN & CO., INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | Expires: | October 31, 2023 | |----------|---------------------------| | | Estimated average burden | | | hours per response 12.00 | | | | 8-44344 SEC FILE NUMBER 3235-0123 OMB APPROVAL. OMB Number: FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | AND ENDING 12/31/2 2<br>REPORT FOR THE PERIOD BEGINNING 01/01/22 | | | | |--------------------------------------------------------------------------|--------------------------------------------------|------------|--------------------------------| | | MM/DD/Y Y | | MM/DD/Y Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: H. Rivkin & Company, Inc | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use P.O. Box No.} | | | FIRM I.D. NO. | | 12 West Delaware Avenue | | | | | | (No. and Street) | | | | Penning bon | New Jersey | 08534 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEVILONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Jergen Hoovers | | | 809-730-4200 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | Mercurius & Associates LLP | | | | | | (Name - if individual, state first, middle nume) | | | | A-94/8 Wazirpur Industrial Area | Main Ring Road | Delhi | 110052 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(c)(2) > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valld OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | my knowledge and belief the accompanying financial statement and supporting schedules perfaining to the firm of<br>H. Rivkin & Company, Inc…Read the full text as markdown