MIRAE ASSET SECURITIES (USA) INC. X-17A-5 (2017-03-15) — Broker-dealer annual report

Full text of MIRAE ASSET SECURITIES (USA) INC.'s X-17A-5 filed 2017-03-15 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MIRAE ASSET SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2017-03-15
• Period: 2016-12-31
• Accession: 0000890203-17-000006
• CIK: 890203
• File #: 8-45034
• Material weakness: No
• Auditor: Grant Thornton LLP
• Auditor location: New York, NY
• Contact: Sang Bae
• Phone: 212-407-1015
• Signed by: Hyoseok Chae (President)

Document text (excerpt)

X-17A-5 0000890203 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N MIRAE ASSET SECURITIES (USA) INC. 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019 Sang Bae 212-407-1015 Grant Thornton LLP 757 Third Avenue 9th Floor New York NY 10017 Certified Public Accountant Hyoseok Chae MIRAE ASSET SECURITIES (USA) INC. 12-31-2016 Hyoseok Chae President Y

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• X-17A-5 — 2021-03-01
• X-17A-5/A — 2020-03-05
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-07
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-05-29

Original filing on SEC EDGAR (source of record)