MIRAE ASSET SECURITIES (USA) INC. X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of MIRAE ASSET SECURITIES (USA) INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) Securities (USA) Inc. #### MIRAE ASSET SECURITIES (USA) INC. Consolidated Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) These consolidated statement of financial condition should be deemed public information pursuant to subparagraph (d) of Rule 17a-5 promulgated under the Securities Exchange Act of 1934 {1}------------------------------------------------ {2}------------------------------------------------ | Jae Ryu | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Mirae Asset Securities (USA) Inc. | as of | | 12/31 | 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer.<br>ALEKSANDRA DROZEN<br>Notary Public, State of New Jersey<br>My Commission Expires Jun 5, 2029 | Signature:<br>Title:<br>Chief Executive Officer and President | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ #### Table of Contents | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|--------| | Consolidated Financial Statement | | | Consolidated Statement of Financial Condition | 2 | | Notes to Consolidated Statement of Financial Condition | 3 - 28 | #### Page {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) Tel: 212-885-8000 Fax: 212-697-1299 **www.bdo.com** **BDO** 200 Park Avenue New York, NY 10166 USA #### **Report of Independent Registered Public Accounting Firm** Board of Directors (Those Charged with Governance) Mirae Asset Securities (USA), Inc. New York, New York #### **Opinion on Consolidated Financial Statement** We have audited the accompanying consolidated statement of financial condition of Mirae Asset Securities (USA), Inc. (the "Broker-Dealer") and its subsidiary (together, the "Company") as of December 31, 2025, and the related notes (collectively re…

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