MIRAE ASSET SECURITIES (USA) INC. X-17A-5 (2019-03-07) — Broker-dealer annual report

Full text of MIRAE ASSET SECURITIES (USA) INC.'s X-17A-5 filed 2019-03-07 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MIRAE ASSET SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2019-03-07
• Period: 2018-12-31
• Accession: 0000890203-19-000005
• CIK: 890203
• File #: 8-45034
• Material weakness: No
• Auditor: Grant Thornton LLP
• Auditor location: New York, NY
• Contact: William McIntosh
• Phone: 6469682059
• Signed by: Jae Hong You (Jae H Ryu) (President)

Document text (excerpt)

X-17A-5 0000890203 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N MIRAE ASSET SECURITIES (USA) INC. 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019 William McIntosh 6469682059 Grant Thornton LLP 757 3rd Ave New York NY 10017 Certified Public Accountant Jae Hong You (Jae H Ryu) MIRAE ASSET SECURITIES (USA) INC. 12-31-2018 Jae Hong You (Jae H Ryu) President Y

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• X-17A-5/A — 2020-03-05
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-15
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-05-29

Original filing on SEC EDGAR (source of record)