MIRAE ASSET SECURITIES (USA) INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of MIRAE ASSET SECURITIES (USA) INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MIRAE ASSET SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000890203-20-000004
• CIK: 890203
• File #: 8-45034
• Material weakness: No
• Auditor: BDO USA, LLP
• Auditor location: New York, NY
• Contact: Daniel Hanuka
• Phone: 6469682060
• Signed by: Jae Hong You (Jae H. Ryu) (Chief Executive Officer and President)

Document text (excerpt)

X-17A-5 0000890203 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N MIRAE ASSET SECURITIES (USA) INC. 810 SEVENTH AVENUE 37TH FLOOR NEW YORK NY 10019 Daniel Hanuka 6469682060 BDO USA, LLP 100 Park Ave New York NY 10017 Certified Public Accountant Jae Hong You (Jae H. Ryu) MIRAE ASSET SECURITIES (USA) INC. 12-31-2019 Jae Hong You (Jae H. Ryu) Chief Executive Officer and President Y

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• X-17A-5/A — 2020-03-05
• X-17A-5 — 2019-03-07
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-15
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-05-29

Original filing on SEC EDGAR (source of record)