DIVERSIFIED RESOURCES, LLC X-17A-5 (2019-02-26) — Broker-dealer annual report

Full text of DIVERSIFIED RESOURCES, LLC's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DIVERSIFIED RESOURCES, LLC
• Form: X-17A-5
• Filed: 2019-02-26
• Period: 2018-12-31
• Accession: 0000898635-19-000001
• CIK: 898635
• File #: 8-45497
• Material weakness: No
• Auditor: Sandler & Company P.C.
• Auditor location: Needham, MA
• Contact: Karen J. Bacon
• Phone: 401-941-1500
• Signed by: Karen Bacon (Principal)

Document text (excerpt)

X-17A-5 0000898635 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N DIVERSIFIED RESOURCES, LLC 70 JEFFERSON BLVD. WARWICK RI 02888 Karen J. Bacon 401-941-1500 Sandler & Company P.C. 144 Gould Street, Suite 204 Needham MA 02494 Certified Public Accountant Karen Bacon DIVERSIFIED RESOURCES, LLC 12-31-2018 Karen J. Bacon Principal Y

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• X-17A-5 — 2020-02-27
• X-17A-5 — 2018-02-23
• X-17A-5/A — 2017-03-31
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)