Full text of DIVERSIFIED RESOURCES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2020** {1}------------------------------------------------ ### **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020** #### **Contents** | Facing page | 1-2 | |-------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of independent registered public accounting firm | 3-4 | | Financial statements | | | Statement of financial condition | 5 | | Statement of operations | 6 | | Statement of changes in member's<br>equity | 7 | | Statement of cash flows | 8 | | Notes to the financial statements | 9-12 | | Supplementary information | | | Schedule I -<br>Computation of net capital under Rule 15c3-1 of the Securities<br>and Exchange Commission | 13 | | Schedule II<br>-<br>Computation for determination of reserve requirements under<br>Rule 15c3-3 of the Securities and Exchange Commission | 14 | | Schedule III<br>-<br>Information relating to possession and control requirements<br>under Rule 15c3-3 of the Securities and Exchange Commission | 15 | | Report of independent registered public accounting firm<br>on exemption report | 16 | | Exemption report<br>pursuant<br>to<br>SEC Rule<br>17a-5<br>of the Securities and<br>Exchange Commission | 17 | {2}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 45497 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\…Read the full text as markdown