Full text of DIVERSIFIED RESOURCES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2021** {1}------------------------------------------------ ### **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021** #### **Contents** | Facing page | 1-3 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | Report of independent registered public accounting firm | 4-5 | | Financial statements | | | Statement of financial condition | 6 | | Statement of operations | 7 | | Statement of changes in member's<br>equity | 8 | | Statement of cash flows | 9 | | Notes to the financial statements | 10-13 | | Supplementary information | | | Schedule I -<br>Computation of net capital under Rule 15c3-1 of the Securities<br>and Exchange Commission | 14 | | Schedule II<br>-<br>Computation for determination of customer account reserve of<br>brokers and dealers<br>under Rule 15c3-3 of the Securities and Exchange<br>Commission | 15 | | Schedule III<br>-<br>Information relating to possession or<br>control requirements<br>under Rule 15c3-3 of the Securities and Exchange Commission | 16 | | Report of independent registered public accounting firm<br>on exemption report | 17 | | Exemption report<br>pursuant<br>to<br>Rule<br>17a-5<br>of the Securities and<br>Exchange Commission | 18 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | SEC FILE NUMBER | |-----------------------------------------------------------------------------| | Expires: Oct.31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | OM B APPROVAL | # ANNUAL REPORTS FORM X-17A-5 PART III 8-45497 | tnformation Required Pursuant to Rutes 17a-5, !7a-t},and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------|------------------------------------------|-----------------------------------| | FILING FOR THE PERIOD BEGINNING | LlLl202L<br>MM/DD/YY | | | AND ENDING L2I3LI2O2L<br>MM/DD/YY | | | A. REG ISTRANT I DENTIFICATION | | | | | DIVERSIFIED R FSOII RCES. LLC<br>NAME OF FIRM | | | | | | WPE OF REGISTRA…Read the full text as markdown