Full text of DIVERSIFIED RESOURCES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2023** {1}------------------------------------------------ # **DIVERSIFIED RESOURCES, LLC FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2023** #### **Contents** | Facing page | 1-2 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of independent registered public accounting firm | 3-4 | | Financial statements | | | Statement of financial condition | 5 | | Statement of operations | 6 | | Statement of changes in member's<br>equity | 7 | | Statement of cash flows | 8 | | Notes to the financial statements | 9-12 | | Supplementary information | | | Schedule I -<br>Computation of net capital under Rule 15c3-1 of the Securities<br>and Exchange Commission | 13 | | Schedule II<br>-<br>Computation for determination of customer account reserve of<br>brokers and dealers<br>under Rule 15c3-3 of the Securities and Exchange<br>Commission | 14 | | Schedule III<br>-<br>Information relating to possession or<br>control requirements<br>under Rule 15c3-3 of the Securities and Exchange Commission | 15 | | Report of independent registered public accounting firm<br>on exemption report | 16 | | Exemption report<br>pursuant<br>to<br>Rule<br>17a-5<br>of the Securities and<br>Exchange Commission | 17 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-45497 OMB APPROVAL OMB Number: 3235-0123 hours per response: 12 Expires: Nov. 30, 2026 Estimated average burden FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2023 12/31/2023 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: DIVERSIFIED RESOURCES, LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 70 JEFFERSON BOULEVARD | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------…Read the full text as markdown