Full text of GATEWAY FINANCIAL AGENCY CORPORATION's X-17A-5 filed 2022-03-09 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART IN** | SEC FILE NUMBER | |-----------------| | | **FACING PAGE Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** *Of/o/JtLOSL/* AND ENDING */z/\#39;/#0£/* FILING FOR THE PERIOD BEGINNING **MM/DD/YY MM/DD/YY** **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: *G#T£WAi fi/JA^QtAL AG&ldj <?oftPo(lATiOfJ* TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer • Security-based swap dealer • Major security-based swap participant **• Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | (No. and Street) | | | | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | 3&£<br>6 | | | | | | | | | | | | (Zip Code) | | | | | | | | | | | | QUAJPid@yMAfL.dQM | | | | (Area Code-Telephone Number) | | | | | | N r<br>, r<br>n<br>una<br>o<br>min u<br>^uivirM | | | | | | 100 ESYBELIAAVE, SUITE 130 MAITLAND | FL | 32751 | | | | (City) | (State) | (Zip Code) | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | A\/£<br>EL<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>2<br>g£3-fff<br>l-2lv% | (Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>1839 | | | **\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------…Read the full text as markdown