Full text of GATEWAY FINANCIAL AGENCY CORPORATION's X-17A-5 filed 2023-02-06 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31,2023 Estimated average burden hours per response: 12** **SEC FILE NUMBER** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING <?//***Oz/zOZSL* **AN D ENDING** *203-2-* **MM/DD/YY MM/DD/YY** **A. REGISTRANT IDENTIFICATION** **NAME OF FIRM:** *GtitWAj FI/JAAJC/AL /JGE^dV GoRPoRAlIOtJ* **TYPE OF REGISTRANT (check all applicable boxes):** **[EfBroker-dealer • Security-based swap dealer • Major security-based swap participant** **• Check here if respondent is also an OTC derivatives dealer** | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|-----------|----------------------|--------------------------------------------| | AUAVl | fl<br>A | | | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | & VU/3V Pi kI @ y/MA | iL.dQM | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OtjAQ<br>A/JD CoMPA*/</F | P<br>A<br>(Name - if individual, state last, first, and middle name) | | | | | too<br>£. Sj&^LiA<br>A\Jt. | 6UiT£.iio | MAitlaa/D | ft | 2SL7*t | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | y<br>as,<br>jut<br>2oo>i<br>(Date of Registration with PCAOB)(if applicable) | | t839 | | (PCAOB Registration Number, if applicable) | **\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, ^U^AAJ** *AI£(LULAL* **, swear (or affirm) that, to the best of my knowledge and belief, the financial report perta…Read the full text as markdown