Full text of GATEWAY FINANCIAL AGENCY CORPORATION's X-17A-5 filed 2024-02-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549** > ANNUA L REPORT S FOR M X-17A- 5 PAR T 111 **hours per response: 12 SEC FILE NUMBER** **QMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30,2026 Estimated average burden** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING** *OffO'/IbPtt* MM/DD/YY **AND ENDING** MM/DD/YY **A. REGISTRANT IDENTIFICATION** **NAME OF FIRM:** *GflTLWAj hldAddtAL AQ>^d</ doRPo/Z/lTlOAj* **TYPE OF REGISTRANT (check all applicable boxes):** **[B^Broker-dealer • Security-based swap dealer • Major security-based swap participant** • Check here if respondent is also an OTC derivatives dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|-----------------|--------------------------------------------| | | A/W PiMZ | G#££KAV£, | | | | (No. and Street] | | | | | FL<br>ARCADiA, | 2>faLt> | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OhlAli<br>AAID<br>(loMPA*lj | PA<br>(Name - if individual, state last, first, and middle name) | | | | loo<br>E. 6jfb£.LiA | Av£. 6uiTL/3o | MArrLAdD, fL | 33rt^i | | (Address) | (City) | (State) | (Zip Code) | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | I | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | CFR 240.17a-S(e)(l)£ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ ##…Read the full text as markdown