GATEWAY FINANCIAL AGENCY CORPORATION X-17A-5 (2025-02-24) — Broker-dealer annual report

Full text of GATEWAY FINANCIAL AGENCY CORPORATION's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12** **OMB APPROVAL** **SEC FILE NUMBER** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** HUNG FOR THE PERIOD BEGINNING *#7Op300.4* AND ENDING */^3f7xo34* MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: *J£Ar£WA^\_J^4A\*/eL^^ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_* TYPE OF REGISTRANT (check all applicable boxes): S'Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | _________________/O4 | | / | | (No. and Street) | | | AVt___________________ | |----------------------------------------------|--------|--------------------|--------------|-------------------------------------------------------------|--------------------|-----------------|-------------------------------------| | | | | | | | | | | | (City) | | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | | | | | | | | | | | | | | (Name) | | | (Area Code - | Telephone Number) | | (Email Address) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | | | | B. ACCOUNTANT IDENTIFICATION<br>are contained | in this<br>filing* | | | | | | OkiAH<br>(Name -if | A^ | (LoMPAdP<br>individual, state last, first, and middle name) | Pa | | | | | | | | | | | | | (Address) | | | (City) | | | (State) | (Zip Code) | | 0713<br>________ | 21 | | | QOo^___________________________ | | | /S37__________________ | | (Date of Registration with PCAOB)(if | | | | applicable)(PCAOB | | | Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis ofthe exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection ofinformation contained in thisform are not required to respond unlessthe form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, *Sviftd dZ-C-ULtt*\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertai…

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