Full text of SUSQUEHANNA SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION W11shiugtoo, D.C. 20549** 0MB APPROVAL 0MB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden **hours oer resoonse ...... 12.00** > SEC FILE NUMBER e-47034 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01 /01 /20 | AND ENDING | -----------<br>12/31 /20 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------|-------------------------------|--|--| | | MM/DD/YY | | MM/D0/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: SUSQUEHANNA SECURITIES, L�C | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE or BUSINESS: (Do not use P.O. Box No.)<br>401 CITY AVENUE, SUITE 220 | FIRM 1.0. NO. | | | | | | | (No. and Street) | | | | | | BALA<br>CYNWYD | PA | | 19004 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROBERT SACK | | 610--617-2812 | (Area Code -Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLlC ACCOUNTANT whose opinion is contained in this Report*<br>EISNERAMPER, LLP | (Name - if indlvld110/, state last, first. middle name) | | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | | (Address) | (City) | (Stale) | {Zip Code) | | | | CHECK ONE:<br>I<br>I<br>✓<br>Certified Public Accountant<br>Public Accountant<br>B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l7a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | ____________________…Read the full text as markdown