Full text of SUSQUEHANNA SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** **0MB APPROVAL 0MB Number: 3235-0123 Expres: Oct. 31, 2023 Estimated average burden hours per response: 12** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response: | 12 | | |---------------------|----|--| | SEC FILE NUMBER | | | | | | | 8-47034 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ o\_l/\_Ol\_/\_ \_\_20\_\_\_ 2 1 AND ENDING \_\_\_ 1\_2\_\_1\_3\_11\_20\_2\_\_ 1 \_ **MM/DD/VY MM/DD/VY** #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SUSQUEHANNA SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): **i:g'** Broker-dealer □ Security-based swap dealer **D Check here if respondent is also an OTC derivatives dealer** D Major se·curity-based swap participant #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 401 CITY AVENUE, SUITE 220 | | {No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--| | BALA CYNWYD | PA | | 19004 | | | (City) | (State) | {Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROBERT SACK | ROB.SACK@SIG.COM | | | | | (Name) | 610-617-2812<br>(Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | EISNERAMPER, LLP | (Name - if individual, state last, first, and middle name) | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2003 | 274 | | | | | {Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicab e) | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION**…Read the full text as markdown