Full text of SUSQUEHANNA SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington, D.C. 20S49** | OMS APPROVAl | | |--------------------------|--| | 0MB /\lumber· 323S 0123 | | | Expires: 0�t l 1, 1023 | | | Estimate• average bur.en | | | hours oer response'. 12 | | | | | SEC Ftlf NUMBER 8-47034 **ANNUAL REPORTS FORM X-17A-S** ### **PART 111** FACING PAGE **Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING <sup>Q</sup>1/01/2022 AND ENDING 12/31/2022 **MM/DD/VY** **MM/DO/VY** A. REGISTRANT IDENTIFICATION NAMEOF FIRM: SUSQUEHANNA SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer U Security-based swap dealer 0 Major security-based swap participant **0 Check here f respondent 1s also an OTC der<sup>i</sup> vatves dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | |----------------------------------------------|-------------------------------|------------------| | BALA CYNWYD | PA | 19004 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | ROBERT SACK | 610-617-2812 | ROB.SACK@SIG.COM | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | 8. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• ### EISNERAMPER, LLP | | (Name -1f individual, state last, first, and middle name) | | | |--------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------| | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/29/2003 | | 274 | | | (Date of Registration with PCAO0)(if applicable) | | | (PCAOB Registration Number, ,f applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | **• Claims for exemption from the requ i rement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-S(e)(l)(ii), ,f applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATIO…Read the full text as markdown