Full text of SUSQUEHANNA SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | **SEC FILE NUMBER** 8-47034 FACING PAGE **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** **MM/DD/VY** **MM/DD/YY** ## **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: SUSQUEHANNA SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): **l!J** Broker-dealer □ Security-based swap dealer **D Check here if respondent is also an OTC derivatives dealer** □ Major security-based swap participant AND ENDING **12/31/2023** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | |----------------|------------------|------------| | BALA<br>CYNWYD | PA | 19004 | | (City) | (State) | (Zip Code) | #### PERSON TO CONTACT WITH REGARD TO THIS FILING ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM **(Name) (Area Code -Telephone Number) (Email Address)** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | (Name -if individual, state last, first, and middle name) | | | | | | | |-----------------------------------------------------------|----------|---------|-----------------------------------------|--|--|--| | 300 Madison Avenue | New York | NY | 10017 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | r•<br>10/20/2003 | | 238 | | | | | | of ReoJ•,atioa w;th PCAOBJUf ap�;o,bleJ | | | (PCAOB Reg;m,uo, Nomboc, ;1 applicabl•J | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | I | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | J | , ROBERT SACK | | swear (or affirm) that, to the best of my knowledg…Read the full text as markdown