Full text of U.S. STERLING SECURITIES, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS **AND** REPORT OF REGISTERED PUBLIC ACCOUNTING **FIRM** YEAR ENDED DECEMBER 31. 2023 {1}------------------------------------------------ #### U.S. STERLING SECURITIES INC. **FINANCIAL STATEMENTS** #### **DECEMBER** 31, **2023** #### **TABLE** OF CONTENTS | | Page | |-----------------------------------------------------------------------------------------|-------| | Facing page and Oath/Afflnnation | 1-4 | | Report of Independent Registered Public Accounting Finn | 5 | | Flnanclal Statements: | | | Statement of Financial Condition | 6 | | Statements of Operations | 7 | | Statements of Changes in Stockholders' Equity | 8 | | Statements of Cash Flows | 9 | | Notes to Financial Statements | 10-15 | | Supplementary lnfonnation: | 16 | | Computation of Net Capital Pursuant to 15c3-1 | 17 | | Reconciliation of Computation of Net Capital | 18 | | Report of the Independent Registered Public Accounting Finn<br>For the Exemption Report | 19 | | Finn Exemption Report | 20 | | Independent Accountant's Agreed-Upon Procedures Report | 21 | {2}------------------------------------------------  1981 Marcus Avenue, Suite C100 Lake Success, **New** York 11042 Phone: (516) 326-9200 fax· cs16} **326-1100** www.depiettocpas.com # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Shareholders of U.S. Sterling Securities Inc. ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of U.S. Sterling Securities Inc. as of December 31, 2023, the related statements of operations, changes in stockholders' equity, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of U.S. Sterling Securities Inc. as of December 31 , 2023, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### **Basis for Opinion** These financial statements are the responsibility of U.S. Sterling Securities lnc.'s management. Our responsibility is to express an opinion on U.S. Sterling Securities lnc.'s financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United S…Read the full text as markdown