Full text of U.S. STERLING SECURITIES, INC.'s X-17A-5/A filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL** STATEMENTS **AND** REPORT OF REGISTEREDPUBLIC ACCOUNTING **FIRM** YEAR ENDED **DECEMBER** 31. 2023 {1}------------------------------------------------ ### U.S. STERLING SECURITIES INC. FINANCIAL STATEMENTS #### DECEMBER 31, 2023 #### TABLE OF CONTENTS | | Page | |-----------------------------------------------------------------------------------------|-------| | Facing page and Oath/Afflnnatlon | 14 | | Report of Independent Registered Public Accounting Finn | 5 | | Financial Statements: | | | Statement of Financial Condition | 6 | | Statements of Operations | 7 | | Statements of Changes In Stockholders' Equity | 8 | | Statements of Cash Flows | 9 | | Notes to Financial Statements | 10-15 | | Supplementary lnfonnatlon: | 16 | | Computation of Net Capital Pursuant to 15c3-1 | 17 | | Reconciliation of Computation of Net Capital | 18 | | Report of the Independent Registered Public Accounting Finn<br>For the Exemption Report | 19 | | Finn Exemption Report | 20 | | Independent Accountant's Agreed-Upon Procedures Report | 21 | {2}------------------------------------------------  # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Shareholders of U.S. Sterling Securities Inc. ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of U.S. Sterling Securities Inc. as of December 31, 2023, the related statements of operations, changes in stockholders' equity, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of U.S. Sterling Securities Inc. as of December 31, 2023, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ## **Basis for Opinion** These financial statements are the responsibility of U.S. Sterling Securities lnc.'s management. Our responsibility is to express an opinion on U.S. Sterling Securities lnc.'s financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to U.S. Sterling Securities Inc. in accordance with the U.S. federal securities l…Read the full text as markdown