Full text of U.S. STERLING SECURITIES, INC.'s X-17A-5/A filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS **AND** REPORT OF REGISTEREDPUBLIC ACCOUNTING **FIRM** YEAR ENDED DECEMBER 31. 2023 {1}------------------------------------------------ #### U.S. STERLING SECURITIES INC. FINANCIAL STATEMENTS #### **DECEMBER** 31, 2023 #### TABLE OF CONTENTS | Page | |-------| | 1-4 | | 5 | | | | 6 | | 7 | | 8 | | 9 | | 10-15 | | 16 | | 17 | | 18 | | 19 | | 20 | | 21 | | | {2}------------------------------------------------  #### www.depiettocpas.com # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Shareholders of U.S. Sterling Securities Inc. ### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of U.S. Sterling Securities Inc. as of December 31, 2023, the related statements of operations, changes in stockholders' equity, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of U.S. Sterling Securities Inc. as of December 31 , 2023, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### **Basis for Opinion** These financial statements are the responsibility of U.S. Sterling Securities lnc.'s management. Our responsibility is to express an opinion on U.S. Sterling Securities lnc.'s financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to U.S. Sterling Securities Inc. in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding th…Read the full text as markdown