Full text of U.S. STERLING SECURITIES, INC.'s X-17A-5/A filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITEDSTATES SECURmES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | | | | |--------------------------|--|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | | Expires: Nov. 30, 2026 | | | | | | | Estimated average burd~n | | | | | | | hours per response: 12 | | | | | | SEC FILE NUMBER 8-47052 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01/2024 MM/DD/VY AND ENDING **12/31/2024** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: us STERLING SECURITIES INC.' TYPE OF REGISTRANT (check all applicable boxes): l:!l Broker-dealer □ Security-based swap dealer D Check here if respondent Is also an OTC derivatives dealer □ Major securi~-based·swap participant • ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1393 VETERANS MEMORIAL HIGHWAY Suite 412N (No. and Street) HAUPPAUGE NY 1'1788 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING George Goldman . 631-360-2829 administration@ussterlingsec.com ·, (Name) (Area Code - Telephone Number) ., (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Depietto CPAs PC ''- (Name - if individual, state last, first, and middle name) )•1981 Marcus Avenue C100 Lake Success NY • 11042 (Address) (City) ' (State) (Zip Code) M~rch 10,.~010 4027 (Date of Registration with PCAOB)(if aoolicable) (PCAOB Registration Number, if aopllcable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, HERBERT A. ORR | | | | | |----|------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | | as of<br>financial report pertaining to the firm of u…Read the full text as markdown