Full text of LENOX FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-04-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### LENOX FINANCIAL SERVICES, INC. (An Illinois Corporation) FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO RULE 17a-5 FOR THE YEAR ENDED DECEMBER 31, 2021 Filed as confidential pursuant to Rule 17a-5(d) of the Securities and Exchange Commission {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Lenox Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 322 Alana Drive | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--| | New Lenox | a mar | | 60451 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Douglas Ruth | 815-485-5559 | | lenoxfin@lenoxfin.com | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10135 Manchester Rd., Ste 206 | St. Louis | MO | 63122 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/21/2019 | | 6667 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 7 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this fo…Read the full text as markdown