Full text of LENOX FINANCIAL SERVICES, INC.'s X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Lenox Financial Services, Inc. (An Illinois Corporation) Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 For year ended December 31, 2024 Filed as confidential pursuant to Rule 17a-5(d) of the Securities and Exchange Commission {1}------------------------------------------------ QMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number:3235-0123 Expires:Nov. 30, <sup>2026</sup> Estimated average burden hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-47204 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12,and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** 01/01/2024 12/31/2024 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Lenox Financial Services, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 322 Alana Drive (No. and Street) New Lenox !L 60451 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Douglas Ruth 815-485-5559 **lenoxfin@lenoxfin.com** (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Davila Advisory LLC (Name-if individual, state last,first, and middle name) 10135 Manchester Road, Suite <sup>206</sup> St. Louis MO 63122 (Address) (City) (State) (Zip Code) 11/21/2019 6667 (Date of Registration with PCA0B)(lf applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public **I** accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained inthis form are notrequired to respond unless the form displays a currently valid OMB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Douglas Ruth<br>I | , swear (or affirm) that, to the best of my knowledge and belief, t…Read the full text as markdown