LENOX FINANCIAL SERVICES, INC. X-17A-5 (2026-04-08) — Broker-dealer annual report

Full text of LENOX FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-04-08 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Lenox Financial Services, Inc. (An Illinois Corporation) I Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 For year ended December 31, 2025 Filed as confidential pursuant to Rule 17a-5(d) of the Securities and Exchange Commission {1}------------------------------------------------ **QMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549 OMB Number: 3235-0123** Expires: Nov. 30, 2026 **Estimated average burden** hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER** 8-47204 **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and 18a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/<sup>2025</sup> <sup>12</sup>/31/<sup>2025</sup> **AND ENDING FILING FOR THE PERIOD BEGINNING** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** . Lenox Financial Services, Inc. **NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Security-based swap dealer** Check here if respondent is also an OTC derivatives dealer **Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.)** 322 Alana Drive (No. and Street) New Lenox IL 60451 (Zip Code) (State) (City) **PERSON TO CONTACT WITH REGARD TO THIS FILING** Douglas Ruth <sup>815</sup>-485-5559 lenoxfin@lenoxfin.com (Name) **(Area Code-Telephone Number)** (Email Address) **B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing\*<sup>4</sup> '** Davila Advisory LLC (Name -if individual,state last,first, and middle name) 10135 Manchester Road, Suite 206 St. Louis MO 63122 (Address) (City) (State) (Zip Code) 11/21/2019 6667 (Date of Registration with PCAOBHif applicable) (PCAOB Registration Number,If applicable) **FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** I **accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are torespond to the collection of information containedin this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {2}-----------------------------------------…

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