Full text of LENOX FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-04-11 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, O.C. ZOS49 **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number; 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | FORM X-17A-5 | | |--------------|--| | | | SEC FILE NUMBER | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | AND ENDING 12/31/2022 | | | MM/DD/'IY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Lenox Financial Services, Inc. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here lf respondent is also an OTC derivatives dealer | □ Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | □ Major security-based swap participant | | 322 Alana Drive | | | | | (No. and Street) | | | New Lenox | IL | 60451 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Douglas Ruth | 815-485-5559 | lenoxfin@lenoxfin.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Davila Advisory LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 10135 Manchester Rd., Suite 206 | St. Louis | MO | 63122 | |---------------------------------|-----------------------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 11/21/2019 | | 6667 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must he supported by a statement of facts and Circumstances relied on *as* the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii). **if** applicable. Persons who are to tespond to the coUection of information contained in this form are not required to respond unless the form **displays a currently valid OMS control number.** {1}----…Read the full text as markdown