Full text of CORECAP INVESTMENTS, LLC's X-17A-5 filed 2023-06-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-47783 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | AND ENDING 12/31 /22 | |--------------------------------------------|----------|----------------------| | | MM/DD/VY | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: CoreCap Investments, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 27777 Franklin Rd. Ste 700 | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|---------------------------------------------| | Southfield | Ml | | 48034 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Muncie | 248-784-1341 | dave.muncie@corecapinv.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Carnaghi & Schwark. PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 30435 Groesbeck Hwy | Roseville | Ml | 48066 | | (Address) | (City) | (State) | (Zip Code) | | 5/16/09 | | 3421 | | | rte of<br>Reg;,t,atloo w;th PCAOB)l;f appi;cable} | | | (PCAOB Reg;,uatloo N,mbec, ;r appnca ble} I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRM…Read the full text as markdown