Full text of CORECAP INVESTMENTS, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | |---------------------------| | | | SEC FILE NUMBER | | 8-47783 | 0MB APPROVAL 0MB Number: 3235-0123 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01 /23 | | AND ENDING 12/31 /23 | | | | |--------------------------------------------|----------|----------------------|----------|--|--| | | MM/DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: CoreCap Investments, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 27777 Franklin Rd. Ste 700 | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|----------------------------------------------| | Southfield | Ml | | 48034 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Muncie | 248-784-1341 | dave.muncie@corecapinv.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Carnaghi & Schwark. PLLC | (Name - if individual, state last, first, and middle name) | | | | 30435 Groesbeck Hwy | Roseville | Ml | 48066 | | (Address) | (City) | (State) | (Zip Code) | | 5/16/09 | | 3421 | | | rte of Reg;mafoo w;th PCAOB)(;f appUcable) | | | (PCAOB Reg;,tcafoo Norn bee, ;f appUcable JI | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB con…Read the full text as markdown