Full text of CORECAP INVESTMENTS, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 ANNUAL REPORTS FORM X-17A-5 SEC FILE NUMBER 8-47783 | | PART Ill | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------|--------------------------------------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | ANO ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 | | | | | | | | | MM/DD/YV | | | MM/DD/YV | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: CoreCap Investments, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>GJ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2777 Franklin Road, Suite 700 | | | | | | | | | (No. and Street) | | | | | | | Southfield | Ml | | | 48034 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | David Muncie | 248-784-1341 | | | dave.muncie@corecapinv.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Cherry Bekaert LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 3800 Glenwood Ave, Ste 900 Raleigh | | | NC | 27612 | | | | (Address)<br>10/20/2003 | (City) | 677 | (State) | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Re~istration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24D.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained In this form ere not required to respond unless the form displays…Read the full text as markdown