Full text of CORECAP INVESTMENTS, LLC's X-17A-5 filed 2025-04-09 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SE<br>C<br>FIL<br>E<br>NU<br>MB<br>ER | | |---------------------------------------|--| | 8<br>-4<br>7<br>7<br>8<br>3 | | **FACING PAGE** | In<br>fo<br>io<br>Re<br>ire<br>d<br>Pu<br>at<br>rm<br>n<br>qu<br>rs | R<br>ul<br>1<br>7a<br>-5<br>, 1<br>7a<br>-1<br>2<br>nd<br>1<br>8a<br>-7<br>nt<br>to<br>ua<br>es<br>, a<br>u | nd<br>he<br>S<br>iti<br>E<br>t<br>er<br>ec<br>ur<br>es | ha<br>Ac<br>f 1<br>93<br>4<br>t o<br>xc<br>ng<br>e | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|----------------------------------------------------|--| | FI<br>LI<br>NG<br>F<br>O<br>R<br>TH<br>E<br>PE<br>R<br>IO<br>D<br>B<br>EG | A<br>IN<br>N<br>IN<br>G<br>/0<br>/<br>O<br>1<br>1<br>2<br>4 | G<br>N<br>D<br>EN<br>D<br>IN<br>1<br>2<br>/3<br>1 | /<br>2<br>4 | | | | M<br>M<br>/D<br>D/<br>YY | | M<br>M<br>/0<br>0/<br>YY | | | | A<br>R<br>EG<br>IS<br>TR<br>A<br>NT<br>I<br>D<br>EN<br>TI<br>FI<br>C<br>A<br>TI | O<br>N | | | | C<br>C<br>o<br>r<br>e<br>NA<br>M<br>E<br>F<br>FI<br>R<br>M<br>o<br>: | C<br>I<br>L<br>L<br>t<br>t<br>a<br>p<br>n<br>v<br>e<br>s<br>m<br>e<br>n<br>s<br>, | | | | | TY<br>PE<br>O<br>F<br>R<br>EG<br>IS<br>TR<br>A<br>NT<br>(<br>ch<br>k<br>ec<br>0<br>D<br>S<br>B<br>ke<br>de<br>al<br>ro<br>r-<br>er<br>ec<br>D<br>Ch<br>k<br>he<br>if<br>de<br>is<br>nt<br>ec<br>re<br>re<br>sp<br>on | al<br>l a<br>lic<br>ab<br>le<br>b<br>):<br>pp<br>ox<br>es<br>D<br>it<br>ba<br>d<br>d<br>le<br>M<br>aj<br>ur<br>se<br>sw<br>ap<br>ea<br>r<br>y-<br>lso<br>OT<br>C<br>de<br>riv<br>ive<br>de<br>al<br>at<br>a<br>a<br>n<br>s<br>er | it<br>ba<br>d<br>o<br>r s<br>ec<br>ur<br>se<br>sw<br>y- | tic<br>i<br>nt<br>ap<br>p<br>ar<br>pa | | | AD<br>DR<br>ES<br>S<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>AC | E<br>O<br>F<br>BU<br>SI<br>N<br>ES<br>S:<br>(<br>Do<br>P<br>.O<br>. b<b…Read the full text as markdown