VALDES & MORENO, INC. X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of VALDES & MORENO, INC.'s X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: VALDES & MORENO, INC.
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000933075-17-000005
• CIK: 933075
• File #: 8-47810
• Material weakness: No
• Auditor: David Lundgren & Company CPAs Chartered
• Auditor location: Olathe, KS
• Contact: Marco Listrom
• Phone: 816-221-6700
• Signed by: Marco Listrom (President)

Document text (excerpt)

X-17A-5 0000933075 XXXXXXXX LIVE true false true 01-01-2016 12-31-2016 Broker-dealer N VALDES & MORENO, INC. 6300 N. REVERE DRIVE SUITE 110 KANSAS CITY MO 64151 Marco Listrom 816-221-6700 David Lundgren & Company CPAs Chartered 505 North Mur-Len Road Olathe KS 66062 Certified Public Accountant Marco Listrom VALDES & MORENO, INC. 12-31-2016 368320088 - Marco Listrom Rollover IRA 368317899 - Marco Listrom Beneficiary IRA Marco Listrom President Y

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• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-07
• X-17A-5 — 2016-03-02
• X-17A-5 — 2015-03-10
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)