Full text of VALDES & MORENO, INC.'s X-17A-5 filed 2026-04-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER ## ANNUAL REPORTS FORM X-17A-5 PART IH | | PART IH | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|------------------------|--------------------------------------------|--| | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Sacurities Exchange Act of 1934 | FACING PAGE | | | | | | | 01/01/2025 | | | 12/31/2025 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | Valdes & Moreno, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>819 Main Street, Room 304 | | | | | | | | (No. and Street) | | | | | | Parkville | | MO | | 64152 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Marco Listrom | 816-21-6700 | | marco@valdesmoreno.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | | David Lundgren & Company, CPAs, Chartered | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 505 North Mur-Len Road | Olathe | | KS | 66062 | | | [Address) | (City) | | (State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicablej | | | | (PCAOB Registration Number, if applicabie) | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by<sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CIR 240.17a-5(e)(1)til), if applicable. Persons whe are to respond to the cellection of infermetion contsined in thie ferm are net…Read the full text as markdown