Full text of VALDES & MORENO, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number; 3235-0123 | | Expires: Oct. 31, 2023 | | Eitlmated average burden | | hou~ per response: 12 | | SEC FILE NUMBER | | 8-47810 | # **PART** Ill | FACING PAGE | | |-------------|--| Information **Required** Pursuant to Rules 17a•S, 17a-12, **and 18a-7** under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/1/2021 | | AND ENDING 12/31/2021 | |------------------------------------------|----------|-----------------------| | | MM/00/YY | MM/00/YV | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_V\_a\_ld\_e\_s\_&\_M\_o\_r\_e\_n\_o\_, \_ln\_c\_. \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boKes): [.!l Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 6300 N. Revere Drive, Suite 110 | | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------|------------|--|--|--| | (No. and Street) | | | | | | | | Kansas City | MO | | 64151 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Marco Listrorn | 816-221-6700 | marco@valdesmoreno.com | | | | | | (Name) | (Area Code -Telephone Number) | (Emal! Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | David Lundgren & Company, CPA's, Chtd. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 505 North MurLen Road Olathe | | KS | 66062 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | #### (Date of R lstration with PCA0S>(if a licable) PCAOS Re istratlon Number, if ap iicable **FOR OFFICIAL USE ONLY** 1/5/2015 6075 • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(11), if applicable. Persons who are to respond to the collectlon of Information contained in th…Read the full text as markdown