Full text of VALDES & MORENO, INC.'s X-17A-5 filed 2023-04-04 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | ### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 1/1/2022 | | | AND ENDING 12/31/2022 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-----------------------------------------|---------------------------------------------| | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _V_a_ld_e_s_&_M_o_r_e_n_o_,_l_n_c_. | | | | __________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 819 Main Street, Room 304 | | | | | | | | (No. and Street) | | | | Parkville | | MO | | 64152 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Marco Listrom | 816-221-6700 | | | marco@valdesmoreno.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | David Lundgren & Company, CPA's, Chtd. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 505 North Murlen Road Olathe | | | KS | 66062 | | (Address) | (City) | | (State) | (Zip Code) | | 1/5/2015 | | | 6075 | | | l"<br>of R,g;straboo w;th PCAOB}c;f appUrableJ | | | | I<br>[PCAOB R,g;maboo N,mbe,, ;f appUrableJ | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | |…Read the full text as markdown