LEBENTHAL FINANCIAL SERVICES, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of LEBENTHAL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LEBENTHAL FINANCIAL SERVICES, INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000944671-20-000003
• CIK: 1342721
• File #: 8-67140
• Material weakness: No
• Auditor: Berkower LLC
• Auditor location: Iselin, NJ
• Contact: Michael Hartzman
• Phone: 5163495555
• Signed by: Michael Hartzman (President)

Document text (excerpt)

X-17A-5 0001342721 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N LEBENTHAL FINANCIAL SERVICES, INC. 500 N. BROADWAY SUITE 238 JERICHO NY 11753 Michael Hartzman 5163495555 Berkower LLC 517 Route One Iselin NJ 08830 Certified Public Accountant Michael Hartzman LEBENTHAL FINANCIAL SERVICES, INC. 12-31-2019 Michael Hartzman President Y

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• X-17A-5 — 2019-03-14
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-03-08
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)