Full text of LEBENTHAL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LEBENTHAL FINANCIAL SERVICES, INC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: ## ANNUAL REPORTS FORM X-17A-5 PART III | ours per response:<br>17 | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-67140 | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-----------------------------------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | Lebenthal Financial Services, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | __ Security-based swap dealer | [ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 500 N. Broadway, Suite 238 | | | | | | (No. and Street) | | | | Jericho | NY | | 11753 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Hartzman | 516 349 5555 | | mhartzman@lebenthal.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | (Name -- if individual, state last, first, and middle name) | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | 12-14-2004 | | 2107 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to…Read the full text as markdown