Full text of LEBENTHAL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LEBENTHAL FINANCIAL SERVICES, INC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | 8-67140 | | | | | PART III | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | 01/01/2022 | AND ENDING | | 12/31/2022 | | | | FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: Lebenthal Financial Services, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br> Major security-based swap participant<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 500 N. Broadway, Ste 238 | | | | | | | | | (No. and Street) | | | | | | | Jericho | NY | | | 11753 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Hartzman | 516-349-5555 | | mhartzman@lebenthal.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENT FICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Raines and Fischer LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 555 Fifth Avenue, 9th floor New York | | NY | | 10017 | | | | (Address) | (City) | (State) | | (Zip Code) | | | | 11-5-2009 | 3760 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Regis…Read the full text as markdown