Full text of LEBENTHAL FINANCIAL SERVICES, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LEBENTHAL FINANCIAL SERVICES, INC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # SEC FILE NUMBER 8-67140 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/00/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_L\_e\_b\_e\_n\_th\_a\_l\_F\_in\_a\_n\_c\_ia\_l\_S\_e\_r\_v\_ic\_e\_s\_,\_l\_nc\_. \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): **0** Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 500 N. Broadway, Suite 238 | | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------------| | | (No. and Street) | | | Jericho | NY | 11753 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael Hartzman | 516 349 5555 | mhartzman@lebenthal.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | (Name- if individual, state last, first, and middle name) **185 Crossways Park Drive Woodbury NY 11797** (Address) (City) (State) (Zip Code) **12-14-2004 2107 (rte** of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | | Michael Hartzman<br>swear (or affirm) tha…Read the full text as markdown