BETA CAPITAL SECURITIES LLC X-17A-5 (2019-02-26) — Broker-dealer annual report

Full text of BETA CAPITAL SECURITIES LLC's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BETA CAPITAL SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-02-26
• Period: 2018-12-31
• Accession: 0000948682-19-000003
• CIK: 948682
• File #: 8-48481
• Material weakness: No
• Auditor: Kaufman Rossin & Company
• Auditor location: Miami, FL
• Contact: Idelma Hervis
• Phone: 305-358-8114
• Signed by: Noelia Povedano (CEO)

Document text (excerpt)

X-17A-5 0000948682 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N BETA CAPITAL SECURITIES LLC 777 BRICKELL AVENUE SUITE 1201 MIAMI FL 33131 Idelma Hervis 305-358-8114 Kaufman Rossin & Company 2699 South Bayshore Drive Miami FL 33133 Certified Public Accountant Noelia Povedano BETA CAPITAL SECURITIES LLC 12-31-2018 NONE Noelia Povedano CEO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-03-12
• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-03-17
• X-17A-5 — 2022-03-01
• X-17A-5/A — 2022-01-20
• X-17A-5 — 2021-03-15
• X-17A-5 — 2020-03-20
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-25

Original filing on SEC EDGAR (source of record)