Full text of BETA CAPITAL SECURITIES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BETA CAPITAL SECURITIES, LLC** STATEMENT OF FINANCIAL CONDITION **DECEMBER 31, 2025** {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | 12<br>nours per response: | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-48481 | | MM/DD/YY #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: Beta Capital Securities LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 777 Brickell Avenue , Suite1201 | | (No. and Street) | | | | |----------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------|--| | Miami | Florida | | 33131 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Idelma Hervis | 305-358-8114 | | ihervis@creand.us | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing®<br>Crowe LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 485 Lexington Ave, Floor 11 New York | | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/24/03 | | 173 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | #### FOR OFFICIAL USE ONLY · Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. 56e 17 CFR 740.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respon…Read the full text as markdown