Full text of BETA CAPITAL SECURITIES LLC's X-17A-5 filed 2025-03-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BETA CAPITAL SECURITIES, LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 {1}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-------------------|----------------------------------------------------| | | | OMB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION | | | | Expires: Nov. 30, 2026 | | Washington, D.C. 20549 | | | | Estimated average burden<br>hours per response: 12 | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-48481 | | | PART III | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | filing for the period beginning 01/01/24 | | AND ENDING 12/31/24 | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Beta Capital Securities, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 🇿 Broker-dealer | | | | | | [] Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 777 Brickell Avenue, Suite 1201 | | | | | | | | | | | | | (No. and Street) | | | | | Miami | ւ | | | 33131 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Idelma Hervis<br>305-358-8814 | | | ihervis@creand.us | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Crowe, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 485 Lexington Ave, Floor 11 | New York | NY | | 10017 | | (Address) | (City) | (State) | | (Zip Code) | | 9/24/03 | | 173 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt…Read the full text as markdown