Full text of BETA CAPITAL SECURITIES LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BETA CAPITAL SECURITIES, LLC** ## STATEMENT OF FINANCIAL CONDITION **DECEMBER 31, 2023** {1}------------------------------------------------ | . | | |-----------------|--| | | | | SEC FILE NUMBER | | | 8-18481 | | | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | Miami | ้มี | | 33131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Idelma Hervis | 305-358-8114 | | ihervis@creand.us | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Crowe, LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | | 485 Lexington Avenue - Floor 11 New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/03 | | 173 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | {2}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING<br>FIRM | 1 | |------------------------------------------------------------|------| | FINANCIAL STATEMENT | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3-11 | {4}------------------------------------------------  #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Member of Beta Capital Securities, LLC Miami, Florida ### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Beta Capital Securities, LLC (the "Company") as of December 31, 2023, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on thi…Read the full text as markdown