Full text of CAMBRIDGE INTERNATIONAL SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CAMBRIDGE INTERNATIONAL SECURITIES, LLC ### STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** nMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | | 8-48552 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/VY AND ENDING \_ \_\_\_.\_.12...,/.M.3...1.11 *[~2.Jot0...,2...1..1* \_\_ \_ MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: CAMBRIDGE INTERNATIONAL SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): 12!1 Broker-dealer · □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 90 POST ROAD EAST, 2nd FLOOR | | | |---------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------| | | (No. and Street) | | | WESTPORT | CT | 06880 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | GENNARO J. FULVIO | (212) 490-3113 | JFULVIO@FULVIOLLP .COM | | (Name) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | (Name - if individual, state last, first, and middle name) | RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - CERTIFIED PUBLIC ACCOUNTANTS PLLC | | 9? EBQEHI !CH FARM BQI II EVARQ | WQQQBIIBY | 11797<br>NY | | (Address) | (City) | (Zip Code)<br>(State) | | 02/23/2010 | | 5028 | | l" | of R,sJ,t<aMn w•h PCAOB)(a ap~lcahl•l FOR OFFICIAL USE ONLY | (PCAOB R,glmatlon N,mb", • appll<abl,) I | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of infor…Read the full text as markdown