Full text of CAMBRIDGE INTERNATIONAL SECURITIES, LLC's X-17A-5 filed 2024-04-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CAMBRIDGE INTERNATIONAL SECURITIES, LLC ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 PUBLIC {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-48552 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2023 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CAMBRIDGE INTERNATIONAL SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 90 POST ROAD EAST, 2ND FL (No. and Street) WESPORT CT 06880 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 212-490-3113 GENNARO FULVIO JFULVIO@FULVIOLLP.COM (Area Code - Telephone Number) (Name) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Assurance Dimensions (Name - if individual, state last, first, and middle name) 33607 ﻨ 4920 West Cypress Street, Suite 102 | ampa (Address) (State) (City) (Zip Code) 04/13/2010 5036 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Henry Nevstad | , swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of CAMBRIDGE INTERNATIONAL SECURITIES, LLC | | as of | | 12/31 | , 2 023 ,…Read the full text as markdown