Full text of CAMBRIDGE INTERNATIONAL SECURITIES, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CAMBRIDGE INTERNATIONAL SECURITIES, LLC ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2022 PUBLIC {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-48552 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | __<br>AND ENDING | __<br>1,,2"'"'/3_1,/2=0=2=2,___ | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|---------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | CAMBRIDGE INTERNATIONAL SECURITIES, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Q9 Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 90 POST ROAD EAST. 2nd FLOOR | | | | | | (No. and Street) | | | | | | | | | WESTPORT<br>(City) | CJ<br>(State) | | 06880<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>GENNARO J. FULVIO | (212) 490-3113 | JFULVIO@FULVIOLLP.COM | | | (Name) | (Area Code - Telephone Number) | . (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - CERTIFIED PUBLIC ACCOUNTANTS PLLC | (Name - if individual, state last, first, and middle name) | | | | 97 ERQEHI IGH FARM BQI II EYARD | WQQDBIIRY | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | | 5028 | | | l"<br>of Reglstratloo with PCAOB)llf applicable) | | {PCAOB Reglst,atloo N,mbec, If applicable) | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | acc…Read the full text as markdown