Full text of CAMBRIDGE INTERNATIONAL SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### CAMBRIDGE INTERNATIONAL SECURITIES, LLC #### STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . .. . 12.00 SEC FILE NUMBER 8-48552 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING Q 1/01/2020 | | | AND ENDING 12/31/2020 | ----------- | | | | |----------------------------------------------------------------------------------------------|--|--------------------------------------------------------|-----------------------------------|--------------------------------|--|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: CAMBRIDGE INTERNATIONAL SECURITIES, LLC | | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | | | | | 90 POST ROAD EAST, 2nd FLOOR | | | | | | | | | | | (No. and Street) | | | | | | | WESTPORT | | CT | | 06880 | | | | | (City) | | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>GENNARO J. FULVIO | | | | (212) 490-3113 | | | | | | | | | (Area Code - Telephone Number) | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - | | | CERTIFIED PUBLIC ACCOUNTANTS PLLC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 97 FROEHLICH FARM BOULEVARD | | WOODBURY | NY | 11797 | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | | | | B<br>Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown